United States District Court
Southern District of New York

Information for Counsel in Merrill Lynch Analyst-related Litigation

In an October 11, 2002 Transfer Order, the Judicial Panel on Multidistrict Litigation centralized numerous claims against Merrill Lynch & Co., Inc. and other defendants, involving allegations of securities fraud in analyst research reports, for coordinated or consolidated pretrial proceedings before Hon. Milton Pollack, Senior District Judge. A master file for all of these actions has been established under the caption In re Merrill Lynch & Co., Inc. Research Reports Securities Litigation, 02 MDL 1484.

Counsel should be familiar with Judge Pollack’s Individual Practices.

For the convenience of parties and counsel, certain orders affecting procedures and case management are accessible in portable document format (PDF) through the hyperlinks listed below. Due to formatting concerns, only the versions of these documents currently on file with the Clerk of Court can be considered authoritative.


 

December 9, 2002 Case Management Order No. 1
December 24, 2002 Case Management Order No. 2
December 24, 2002 Consolidation Order
February 5, 2003 Case Management Order No. 3
March 21, 2003 Case Management Order No. 4, re: Homestore.com, Inc.
March 27, 2003 Severance Order in re: InfoSpace, Inc., 02CV8474(MP)
April 10, 2003 Dismissal of Actions Preempted by SLUSA
May 2, 2003 Lead Plaintiff and Counsel Replaced in CMGI, Inc.
May 6, 2003 Actions Preempted by SLUSA Dismissed
June 30, 2003 24/7 Real Media and Interliant Complaints Dismissed
July 2, 2003 Global Technology Fund Complaint Dismissed
July 22, 2003 Case Management Order No. 5, re: Focus Twenty Fund and All Aboard
August 12, 2003 Motions in 24/7 Real Media and Interliant for partial Reconsideration and for Leave to Amend Denied
August 19, 2003 Motion in Merrill Lynch Global Technology Fund to Alter Judgment and Amend Complaint Denied
October 3, 2003 Order for response to Merrill Lynch's Appendix to their Reply Memorandum of Law
October 7, 2003 Dismissal of Rhythms Net Connections complaint with prejudice on default on motion to dismiss
October 22, 2003 Impertinent and immaterial allegations of Focus Twenty Fund Amended Complaint stricken with leave to amend
October 29, 2003 Internet Strategies Fund Complaint Dismissed, not cognizable under 1933 or 1940 Securities Acts
October 29, 2003 Phase I complaints dismissed for insufficiency, barred by time limitations, and absence of scienter
November 17, 2003 All Aboard - The Training Junction complaint dismissed for insufficiency, barred by limitations and absence of scienter
December 10, 2003 Order Granting Leave to File Second Amended Consolidated Complaint in GoTo.com and Inktomi Corporation
December 19, 2003 Case Management Order No. 6
January 21, 2004 Case Management Order No. 7
February 18, 2004 Order Denying Motion for a Lifting of the Automatic Discovery Stay in InfoSpace
February 23, 2004 Recusal Denial

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